ICYMI | ESMA issued supervisory briefing on firms offering copy #trading services, in accordance with its objective of fostering investor protection and promoting supervisory convergence โ https://europa.eu/!v9HGf6. #ESMAcartoons
What does investor protection mean to us? ๐
๐ฆ๐: https://n.respublicae.eu/ESMAComms/status/1654093524160200704
#ESMA newsletter is out โ https://europa.eu/!HgxRdw.
๐ฏ #ESMACartoons
๐ Guidance: supervision of copy trading services, product governance, fractional shares
๐ MCM Effects Assessment
๐ด @SPGlobalRatings fine
๐ 2022 Corporate Reporting Enforcement and Regulatory Activities
๐ฆ๐: https://n.respublicae.eu/ESMAComms/status/1643185528911609858
RT @ESMAComms: #ESMA newsletter is out โ https://europa.eu/!HgxRdw.
๐ฏ #ESMACartoons
๐ Guidance: supervision of copy trading services, product governance, fractional shares
๐ MCM Effects Assessment
๐ด @SPGlobalRatings fine
๐ 2022 Corporate Reporting Enforcement and Regulatory Activities
๐ฆ๐: https://n.respublicae.eu/EU_Finance/status/1643191105125580801
ESMA sets out expectations regarding #MIFIDII requirements on:
๐Information requirements
๐Product governance
๐Suitability & appropriateness assessment
๐Remuneration & inducement
๐Qualifications of traders whose trades are being copied
๐ฆ๐: https://n.respublicae.eu/ESMAComms/status/1641376887183233026
ESMA issues supervisory briefing on firms offering copy #trading services, in accordance w/ its objective of fostering investor protection and promoting supervisory convergence โ https://europa.eu/!v9HGf6. #ESMAcartoons @EU_Finance
But what does investor protection mean to us? ๐
๐ฆ๐: https://n.respublicae.eu/ESMAComms/status/1641365374418538496