ICYMI | ESMA issued supervisory briefing on firms offering copy services, in accordance with its objective of fostering investor protection and promoting supervisory convergence โ†’ europa.eu/!v9HGf6.

What does investor protection mean to us? ๐Ÿ‘‡

๐Ÿฆ๐Ÿ”—: n.respublicae.eu/ESMAComms/sta

#trading #ESMAcartoons

Last updated 1 year ago

newsletter is out โ†’ europa.eu/!HgxRdw.

๐ŸŽฏ
๐Ÿ“„ Guidance: supervision of copy trading services, product governance, fractional shares
๐Ÿ”Ž MCM Effects Assessment
๐Ÿ”ด @SPGlobalRatings fine
๐Ÿ“Š 2022 Corporate Reporting Enforcement and Regulatory Activities

๐Ÿฆ๐Ÿ”—: n.respublicae.eu/ESMAComms/sta

#ESMA #ESMAcartoons

Last updated 1 year ago

RT @ESMAComms: newsletter is out โ†’ europa.eu/!HgxRdw.

๐ŸŽฏ
๐Ÿ“„ Guidance: supervision of copy trading services, product governance, fractional shares
๐Ÿ”Ž MCM Effects Assessment
๐Ÿ”ด @SPGlobalRatings fine
๐Ÿ“Š 2022 Corporate Reporting Enforcement and Regulatory Activities

๐Ÿฆ๐Ÿ”—: n.respublicae.eu/EU_Finance/st

#ESMA #ESMAcartoons

Last updated 1 year ago

ESMA sets out expectations regarding requirements on:

๐Ÿ‘‰Information requirements
๐Ÿ‘‰Product governance
๐Ÿ‘‰Suitability & appropriateness assessment
๐Ÿ‘‰Remuneration & inducement
๐Ÿ‘‰Qualifications of traders whose trades are being copied

europa.eu/!v9HGf6

๐Ÿฆ๐Ÿ”—: n.respublicae.eu/ESMAComms/sta

#MiFIDII #ESMAcartoons

Last updated 1 year ago

ESMA issues supervisory briefing on firms offering copy services, in accordance w/ its objective of fostering investor protection and promoting supervisory convergence โ†’ europa.eu/!v9HGf6. @EU_Finance

But what does investor protection mean to us? ๐Ÿ‘‡

๐Ÿฆ๐Ÿ”—: n.respublicae.eu/ESMAComms/sta

#trading #ESMAcartoons

Last updated 1 year ago