CryptoNewsBot · @cryptonewsbot
689 followers · 37429 posts · Server schleuss.onlineLawmakers Probe SEC and FINRA Over ‘Shady Approval’ of Prometheum - U.S. lawmakers are probing the Securities and Exchange Commission (SEC) and the Fi... - https://news.bitcoin.com/lawmakers-probe-sec-and-finra-over-shady-approval-of-prometheum/ #finraprometheum #secprometheum #regulation #prometheum #finra #sec
#sec #finra #prometheum #regulation #secprometheum #finraprometheum
CrowdFund Attorney · @CrowdFundAttorney
1 followers · 28 posts · Server mas.toOwning An Investment Company Won’t Make Your Funding Portal An Investment Company https://crowdfundingattorney.com/2023/07/07/owning-securities-wont-make-your-funding-portal-an-investment-company/ #FINRA #Fintech #Crowdfunding
CryptoNewsBot · @cryptonewsbot
575 followers · 30478 posts · Server schleuss.onlineBlockchain Assoc. requests info on Prometheum over ‘suspicious’ approval - A FOIA request with the SEC regarding Prometheum has been filed, ... - https://cointelegraph.com/news/blockchain-association-requests-prometheum-info-from-sec #blockchainassociation #prometheum #regulators #kaplan #finra #foia #sec
#sec #foia #finra #kaplan #regulators #prometheum #blockchainassociation
Adi · @Aditya
52 followers · 1196 posts · Server cryptodon.lolNew York-based crypto firm Prometheum has recently made waves in the #crypto community by securing approval from the US Securities and Exchange Commission (#SEC) and the Financial Industry Regulatory Authority (#FINRA).
#News #CryptoUpdate #CryptoCurrency
https://www.tronweekly.com/crypto-community-stirs-as-prometheum-secures/
#crypto #sec #finra #News #cryptoupdate #cryptocurrency
CryptoNewsBot · @cryptonewsbot
574 followers · 30300 posts · Server schleuss.online‘Who the hell’ is Prometheum and what did it say to Congress about SEC compliance? - A testimony given at a U.S. House hearing by the blockchain firm’... - https://cointelegraph.com/news/who-is-prometheum-what-testify-congress-about-crypto-sec #aaronkaplan #prometheum #cryptolaws #congress #hearing #finra #house #sec #us
#us #sec #house #finra #hearing #congress #cryptolaws #prometheum #aaronkaplan
CrowdFund Attorney · @CrowdFundAttorney
1 followers · 24 posts · Server mas.toIf #FINRA is right, it probably means that every offering that used a series LLC as a #crowdfunding vehicle was illegal, which could mean a bonanza for plaintiffs’ lawyers and a black eye for the Crowdfunding industry. Here's why: https://crowdfundingattorney.com/2023/05/04/finra-dont-use-series-llc-as-a-crowdfunding-vehicle/
nano · @nano
28 followers · 470 posts · Server social.xcess.oneFOMO und Freunde laut Umfrage Hauptgründe für Krypto-Neulinge im Jahr 2022 https://de.cointelegraph.com/news/friends-and-fomo-pushed-newbie-investors-to-buy-crypto-in-2022-survey #UnitedStatesFinancialIndustryRegulatoryAuthority #ErsteInvestition #FearOfMissingOut #SozialeNetzwerke #SocialMedia #Spekulation #Familien #Kollegen #Freunde #Umfrage #FINRA #Rente #FOMO #Quiz
#unitedstatesfinancialindustryregulatoryauthority #ersteinvestition #fearofmissingout #SozialeNetzwerke #socialmedia #spekulation #familien #kollegen #Freunde #umfrage #finra #Rente #fomo #quiz
FINRA TRADING INVEST · @Finratradinginvest
0 followers · 4 posts · Server me.dm
When You Invest, You Are Buying A Day That You Don't Have To Work...You Should All Know That An Investor Without An Investment Objectives Is Like A Traveller Without A Destination, Look Deep Into Your Future And Have A Good Reasons To Invest With ethical business practices, a diversity of leadership and a seasoned approach, The Principal creates the ideal environment for confident investing https://finratradinginvest.com
#finra #elonmusk #stocks #stockmarket #millionaire #investor #investment #trading
#finra #elonmusk #stocks #stockmarket #millionaire #investor #investment #trading
A Noisy Corax · @sunnycorax
3 followers · 85 posts · Server masto.aiThe next stage of the #MMTLP story is out. Apparently a FOIA request of #FINRA revealed that both FINRA and the #SEC were looking into the issuer Meta Materials (MMAT) and pulling the blue sheets to check for fraud and insider trading. Of course the MMTLP crazies add this to their conspiracy against FINRA instead of going after people like George Palikaras (MMAT CEO) and John Brda (Former CEO Torchlight now Next Bridge Hydrocarbons) and George McCabe (Torchlight insider)
https://twitter.com/Outlier_999/status/1642346047434375168?s=20
Marc Gilman · @marc
66 followers · 182 posts · Server ioc.exchangeNot a surprise, but a nice development -- #FINRA asking the #SEC to extend the ability to use videoconferencing for hearings. A good pandemic practice that hopefully is here to stay #compliance #regulation
#finra #sec #compliance #regulation
Marc Gilman · @marc
47 followers · 50 posts · Server ioc.exchangeFile under: interesting, but not surprising.
#FINRA is doing a targeted exam on #crypto asset communications. Presumably a look into how firms manage compliance with the communications with the public rule when distributing crypto-related advertising materials. Includes communications posted through video, social media, etc. #regulation
Cryptocurrency News Worldwide · @CryptoBot
1256 followers · 64416 posts · Server aspiechattr.meNew York Regulators Slap $30M Fine on Robinhood Crypto Division
https://www.coinspeaker.com/new-york-30m-fine-robinhood/
#Cryptocurrencynews #BusinessNews #robinhood #finra #NYDFS #News #sec
#Cryptocurrencynews #BusinessNews #robinhood #finra #NYDFS #news #sec
Sculptressnblue · @SculptressNblue
2 followers · 2458 posts · Server mastodon.social
#WallStreetRegulator #FINRA Wants To Hire #Fired #Crypto Employees
#CBDCs #CBDC #SEC #FED #crypto #cryptocurrency #digitalcurrency #centralbankdigitalcurrency #centralbanks #digitalmoney #digitaldollar
https://blockworks.co/wall-street-regulator-finra-wants-to-hire-fired-crypto-employees/
#WallStreetRegulator #finra #fired #crypto #CBDCs #cbdc #sec #fed #cryptocurrency #digitalcurrency #CentralBankDigitalCurrency #centralbanks #digitalmoney #DigitalDollar