jrosenberg · @jrosenberg
15 followers · 151 posts · Server mstdn.social
Commissioner Kristin Johnson, Post Crypto-Crises: Considering Pathways for Protecting Customers and Preserving Market Integrity, Commodity Futures Trading Commission, February 8, 2023
— Available here: https://www.cftc.gov/PressRoom/SpeechesTestimony/opajohnson3
#cryptoassets #digitalassets #riskmanagement #compliance #internalcontrol #regulation #investorprotection #consumerprotection #financialservices #commodities #futures #standardofcare #financialstability #duediligence #disclosure #fiduciaryduty #CFTC
#cftc #fiduciaryduty #disclosure #duediligence #financialstability #standardofcare #futures #commodities #financialservices #consumerprotection #investorprotection #regulation #internalcontrol #compliance #riskmanagement #digitalassets #cryptoassets
jrosenberg · @jrosenberg
15 followers · 151 posts · Server mstdn-social.social.shrimpcam.pw
Commissioner Christy Goldsmith Romero, Adjusting the Sails for Cyber and Climate Resilience, Commodity Futures Trading Commission, February 10, 2023
— Available here: https://www.cftc.gov/PressRoom/SpeechesTestimony/oparomero6
#cyberrisk #cyberresilience #climaterisk #thirdpartyrisk #SOC2 #audit #internalcontrol #riskmanagement #operationalrisk #operationalresilience #financialservices #banking #regulation #CFTC #futures #swaps
#swaps #futures #cftc #regulation #banking #financialservices #operationalresilience #operationalrisk #riskmanagement #internalcontrol #audit #soc2 #thirdpartyrisk #climaterisk #cyberresilience #cyberrisk
jrosenberg · @jrosenberg
15 followers · 149 posts · Server mstdn.socialCommissioner Christy Goldsmith Romero, Adjusting the Sails for Cyber and Climate Resilience, Commodity Futures Trading Commission, February 10, 2023
— Available here: https://www.cftc.gov/PressRoom/SpeechesTestimony/oparomero6
#cyberrisk #cyberresilience #climaterisk #thirdpartyrisk #SOC2 #audit #internalcontrol #riskmanagement #operationalrisk #operationalresilience #financialservices #banking #regulation #CFTC #futures #swaps
#swaps #futures #cftc #regulation #banking #financialservices #operationalresilience #operationalrisk #riskmanagement #internalcontrol #audit #soc2 #thirdpartyrisk #climaterisk #cyberresilience #cyberrisk
jrosenberg · @jrosenberg
15 followers · 138 posts · Server mstdn.social
Board of Governors of the Federal Reserve System, Policy Statement on Section 9(13) the Federal Reserve Act, Final rule, February 7, 2023
— Available here: https://www.federalregister.gov/documents/2023/02/07/2023-02192/policy-statement-on-section-913-of-the-federal-reserve-act
#cryptoassets #stablecoin #regulation #banking #financialservices #safetyandsoundness #riskmanagement #internalcontrol #compliance #AML #CFT #OCC #FederalReserve
#federalreserve #occ #CFT #aml #compliance #internalcontrol #riskmanagement #safetyandsoundness #financialservices #banking #regulation #stablecoin #cryptoassets
jrosenberg · @jrosenberg
14 followers · 106 posts · Server mstdn.social
Astana Financial Services Authority (AFSA, Kazakhstan), Policy Paper on Enhancements to Digital Asset Trading Facility Framework, January 2023
— Available here: https://afsa.orderly.kz/articles/proposals
#cryptoassets #cryptoexchanges #riskmanagement #internalcontrol #operationalrisk #cybersecurity #custody #financialservices #banking #paymentsystems #compliance #governance #investorprotection #marketintegrity #settlementrisk #Kazakhstan
#kazakhstan #settlementrisk #marketintegrity #investorprotection #governance #compliance #paymentsystems #banking #financialservices #custody #CyberSecurity #operationalrisk #internalcontrol #riskmanagement #cryptoexchanges #cryptoassets
jrosenberg · @jrosenberg
14 followers · 106 posts · Server mstdn.social
Federal Reserve Board issues policy statement to promote a level playing field for all banks with a federal supervisor, regardless of deposit insurance status, Federal Reserve Board of Governors, January 27, 2023
— Available here: https://www.federalreserve.gov/newsevents/pressreleases/bcreg20230127a.htm
#cryptoassets #stablecoin #regulation #banking #financialservices #safetyandsoundness #riskmanagement #internalcontrol #compliance #AML #CFT #OCC #FederalReserve
#federalreserve #occ #CFT #aml #compliance #internalcontrol #riskmanagement #safetyandsoundness #financialservices #banking #regulation #stablecoin #cryptoassets
jrosenberg · @jrosenberg
14 followers · 106 posts · Server mstdn.social
Prudential Regulation Authority (Bank of England), Dear Chief Executive Officer letter - Banks active in the UK: 2023 priorities, January 10, 2023
— Available here: https://www.bankofengland.co.uk/-/media/boe/files/prudential-regulation/letter/2023/artis-2023-priorities.pdf
#cryptoassets #tokenization #regulation #supervision #governance #banking #financialservices #riskmanagement #internalcontrol #thirdpartyrisk #operationalresilience #ISO20022 #RTGS #England #BankofEngland #centralbanks
#centralbanks #bankofengland #england #RTGS #ISO20022 #operationalresilience #thirdpartyrisk #internalcontrol #riskmanagement #financialservices #banking #governance #supervision #regulation #tokenization #cryptoassets
jrosenberg · @jrosenberg
14 followers · 106 posts · Server mstdn.social
Financial Conduct Authority (UK), Cryptoasset AML/CTF regime: feedback on good and poor quality applications, January 25, 2023
— Available here: https://www.fca.org.uk/cryptoassets-aml-ctf-regime/feedback-good-poor-quality-applications
#cryptoassets #digitalassets #AML #CTF #regulation #banking #financialservices #payments #riskmanagement #thirdpartyrisk #internalcontrol #FCA #FinancialConductAuthority #England
#england #FinancialConductAuthority #fca #internalcontrol #thirdpartyrisk #riskmanagement #payments #financialservices #banking #regulation #ctf #aml #digitalassets #cryptoassets
jrosenberg · @jrosenberg
14 followers · 106 posts · Server mstdn.social
Central Bank of Ireland, "Re: Supervisory Findings and Expectations for Payment and Electronic Money (E-Money) Firms," January 20, 2023
#emoney #payments #riskmanagement #internalcontrol #compliance #audit #safeguarding #custody #governance #regulation #banksupervision #Ireland #centralbanks
#centralbanks #Ireland #banksupervision #regulation #governance #custody #safeguarding #audit #compliance #internalcontrol #riskmanagement #payments #emoney
jrosenberg · @jrosenberg
15 followers · 66 posts · Server mstdn.social
CFTC Commissioner Christy Goldsmith Romero, Crypto’s Crisis of Trust: Lessons Learned from FTX’s Collapse, Commodity Futures Trading Commission, January 18, 2023
— Available here: https://www.cftc.gov/PressRoom/SpeechesTestimony/oparomero5
#cryptoassets #banking #financialservices #regulation #investorprotection #marketintegrity #riskmanagement #internalcontrol #cybersecurity #corporategovernance #CFTC
#cftc #Corporategovernance #CyberSecurity #internalcontrol #riskmanagement #marketintegrity #investorprotection #regulation #financialservices #banking #cryptoassets
jrosenberg · @jrosenberg
4 followers · 21 posts · Server mstdn.social
Commissione Nazionale per le Società e la Borsa (CONSOB, Italy), "Public statement n. 6 of 20 December 2022: Audit and assurance engagements related to companies operating in the crypto-asset sector," December 20, 2022
— Available here:
https://www.consob.it/documents/1912911/1945927/ra_2022_06_en.pdf/5cd54905-38e0-877f-13a0-f4bce79c7b03?t=1671548534304
#cryptoassets #auditing #regulation #securities #exchanges #financialreporting #accounting #internalcontrol #duediligence #assurance #Italy #CONSOB
#CONSOB #Italy #assurance #duediligence #internalcontrol #accounting #financialreporting #exchanges #securities #regulation #auditing #cryptoassets
jrosenberg · @jrosenberg
15 followers · 51 posts · Server mstdn.socialCommissione Nazionale per le Società e la Borsa (CONSOB, Italy), "Public statement n. 6 of 20 December 2022: Audit and assurance engagements related to companies operating in the crypto-asset sector," December 20, 2022
— Available here:
https://www.consob.it/documents/1912911/1945927/ra_2022_06_en.pdf
#cryptoassets #auditing #regulation #securities #exchanges #financialreporting #accounting #internalcontrol #duediligence #assurance #Italy #CONSOB
#CONSOB #Italy #assurance #duediligence #internalcontrol #accounting #financialreporting #exchanges #securities #regulation #auditing #cryptoassets